This site is based on Disciplinary and Regulatory
Proceedings, 4th Edition.
Index for "Andrew Carnes"About the authorsBrian Harris OBE QC, formerly head of professional conduct at the Institute of Chartered Accountants in England and Wales and chairman of the disciplinary tribunals of two City regulators, is a consul...About the bookDisciplinary and Regulatory Proceedings -- by -- Brian Harris OBE, QC -- contributing editor: -- Andrew Carnes , barrister -- "The established work and the first source of reference for anyone dealing...An Overview of Enforcement Processes of the Financial Services AuthorityFounding principles of the FSA -- Information gathering and investigation powers -- Decision making and the role of the Regulatory Decisions Committee -- Discipline of authorised firms and approved pe...Contact usBrian Harris: (email) -- Andrew Carnes: (email) -- We regret that we cannot advise here on individual cases. -- The publisher of Disciplinary and Regulatory Proceedings , Jordans: regulatorylaw@jordan...Freedom of Information Act 2000Introduction -- The Freedom of Information Act 2000 (the Act) came into force on the 1st January 2005. The Act provides that anyone may request information from a public authority in England, Wales an... |
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