This site is based on Disciplinary and Regulatory
Proceedings, 4th Edition.
Index for "Articles"An Overview of Enforcement Processes of the Financial Services AuthorityFounding principles of the FSA -- Information gathering and investigation powers -- Decision making and the role of the Regulatory Decisions Committee -- Discipline of authorised firms and approved pe...EC Law and the Medical ProfessionIntroduction -- European Community (“EC”) law touches on practically all areas of life. This is as true for the medical profession as it is for everywhere else. This article examines the right of ...Faced with disciplinary proceedings?A guide for non-lawyers -- It can happen to anyone. There are few of us who at some time or another in our career are not the subject of a complaint to our professional body or regulator (both called ...Freedom of Information Act 2000Introduction -- The Freedom of Information Act 2000 (the Act) came into force on the 1st January 2005. The Act provides that anyone may request information from a public authority in England, Wales an...Taxation Disciplinary SchemeThe Chartered Institute of Taxation and The Association of Taxation Technicians have established an independent Taxation Disciplinary Scheme, to handle complaints made in regard to the professional co...The Modernised Tribunal ServiceTHE MODERNISED TRIBUNAL SERVICE AFTER LEGGATT -- Since the Review of Tribunals by Sir Andrew Leggatt the government has grasped the nettle and under the direction of Lord Newton of Braintree intends t... |
|
